STANDARD DISCLOSURES

The particulars given in this Disclosure Document have been prepared in accordance with SEBI (Investment Advisor) Regulations, 2014.

For the purpose of this disclosure document, Investment Advisor is CA Rinshad Wealth Advisory (Investment Advisor), (hereinafter referred to as “Investment Advisor” or “RA”)

1. History, Present business and Background

   CA Rinshad Wealth Advisory (Investment Advisor) (hereinafter referred to as the “Investment Advisor” or “RA”) is a registered SEBI Investment Advisor under the SEBI (Investment Advisors) Regulations, 2014, having Registration No. INA000017675.

   Below are the brief details:

   1.1. Investment Advisor Name: CA Rinshad Wealth Advisory

   1.2. Type of registration: Partnership

   1.3. SEBI Registration Number: INA000017675

   1.4. BSE Enlistment Number: 1953

   1.5. Address: CA Rinshad Wealth Advisory, India

   1.6. Contact Person: CA Rinshad

   1.7. Email ID: carinshadpp@gmail.com

   1.8. Contact No.: +91 88919 90999

   The Investment Advisor is engaged in offering research recommendation to the clients in the Indian Securities Market. Its scope of services is restricted to providing the independent research services and is in no way involve in offering any Investment Advice, Portfolio Management or any other ancillary services.

   The Investment Advisor does not offer any execution or distribution services.

2. Terms and conditions of Research Services

   The Research Services will be limited to providing independent research and shall not be involved in any portfolio allocation services, execution services or distribution services.

   The Investment Advisor has exercised due diligence in checking the correctness and authenticity of the information.

3. Disciplinary history

   No penalties / directions have been issued by SEBI under the SEBI Act or Regulations made there under against the Investment Advisor relating to Investment Advisor services.

   There are no pending material litigations or legal proceedings, findings of inspections or investigations for which action has been taken or initiated by any regulatory authority against the Investment Advisor.

4. Details of its associates

   The details of associates shall be provided as and when required.

5. Disclosures with respect to Research and Recommendations Services
   1. The Investment Advisor or any of its officer/employee or associates may deal or trade in securities which are subject matter of recommendation; however, such dealing or trading shall be strictly in compliance with the provisions of the SEBI (Investment Advisors) Regulations, including the restriction on trading within thirty days prior to and five days after publication of the research report.
   2. There are no actual or potential conflicts of interest arising from any connection to or association with any issuer of products/ securities, including any material information or facts that might compromise its objectivity or independence in the carrying on of Investment Advisor services. Such conflict of interest shall be disclosed to the client as and when they arise.
   3. Investment Advisor or its employee or its associates have not received any compensation from the company which is subject matter of recommendation.
   4. Investment Advisor or its employee or its associates have not managed or co-managed the public offering of any company.
   5. Investment Advisor or its employee or its associates have not received any compensation for investment banking or merchant banking or brokerage services from the subject company.
   6. Investment Advisor or its employee or its associates have not received any compensation for products or services other than above from the subject company.
   7. Investment Advisor or its employee or its associates have not received any compensation or other benefits from the Subject Company or 3rd party in connection with the research report/ recommendation.
   8. The subject company was not a client of Investment Advisor or its employee or its associates during twelve months preceding the date of recommendation services provided.
   9. Investment Advisors or its employee or its associates has not served as officer, director or employee of the subject company.
   10. Investment Advisors has not been engaged in market making activity of the subject company.

In case of any query or issue you may connect to us carinshadpp@gmail.com.

Disclaimer: Registration granted by SEBI, enlistment of RA with Exchange and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.

Standard warning: Investment in securities market are subject to market risks. Read all the related documents carefully before investing.